AZIN KAISER

AZIN KAISER is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 8235 FORSYTH BLVD, CLAYTON, MO, 63105.

AZIN KAISER has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since December 20, 2016

Disclosure History

AZIN KAISER has 1 Disclosure Event(s).

Date: April 05, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: WHEN CHAPTER 7 BANKRUPTCY WAS FILED IN 11/07/2006, MY CASE SAT THERE FOR A 2.5 YEARS. MY ATTORNEY DISMISSED THE CASE IN 03/10/2009 AND REFILED IN 04/05/2009 TO MAKE IT MOVE FORWARD. BANKRUPTCY FILING RESULTED FROM TWO REASONS, MEDICAL EXPENSES AND THE OTHER WAS MORTGAGE/REAL ESTATE FAILURE. I WAS EMPLOYED BY A MORTGAGE COMPANY WHICH WAS IN THE PROCESS OF BEING BOUGHT OUT AND EXPERIENCED FINANCIAL HARDSHIP. THE MORTGAGE COMPANY'S HARDSHIP EVENTUALLY IMPACTED THEIR ABILITY TO COVER PAYROLL AND I DID NOT RECEIVE PAY FOR MONTHS OF WORK IN 2005.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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