BARBARA ANN BUDNY is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 304 Inverness Way South, Suite 305, Englewood, CO, 80112.
BARBARA ANN BUDNY has worked at COMMONWEALTH FINANCIAL NETWORK since June 02, 2017
Disclosure History
BARBARA ANN BUDNY has 2 Disclosure Event(s).
Date: January 06, 2004 Category: Customer Dispute Allegations: ALLEGES UNSUITABLE INVESTMENTS AND UNAUTHORIZED TRADING IN MAY 2002. Damage Amount Requested: $153,000.00 Settlement Amount: $20,000.00 Broker Comment: ALLEGATIONS WERE DENIED. CLAIM WAS SETTLED TO AVOID THE EXPENSE AND UNCERTAINTY OF FURTHER PROCEEDINGS.
Date: December 16, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES INVESTMENTS FROM OCTOBER 2000 TO APRIL 2001 WERE UNSUITABLE. I DENY THESE ALLEGATIONS. Damage Amount Requested: $75,569.45 Settlement Amount: $45,000.00
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