BARBARA HOFF DAVIDMAN

BARBARA HOFF DAVIDMAN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 5251 DTC PARKWAY, GREENWOOD VILLAGE, CO, 80111.

BARBARA HOFF DAVIDMAN has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

BARBARA HOFF DAVIDMAN has 2 Disclosure Event(s).

Date: September 24, 2002
Category: Customer Dispute
Allegations: CLIENTS ALLEGE THAT PURCHASES OF MUTUAL FUNDS IN FEBRUARY 2001 WERE UNAUTHORIZED.
Damage Amount Requested: $60,670.00
Settlement Amount: $50,000.00
Broker Comment: RESPONDENTS FULLY DENIED ALL ALLEGATIONS IN THIS MATTER, WHICH WAS SETTLED TO SOLELY TO AVOID THE TIME AND EXPENSE OF LITIGATION.

Date: March 07, 2002
Category: Customer Dispute
Allegations: UNSUITABILITY AND UNAUTHORIZED TRADES.
Damage Amount Requested: $151,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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