BARBARA JEAN MILLER

BARBARA JEAN MILLER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 646 JENNINGS AVE, STE 20, SIMCO PLAZA, HOT SPRINGS, SD, 57747-1661.

BARBARA JEAN MILLER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since July 13, 1981

Disclosure History

BARBARA JEAN MILLER has 1 Disclosure Event(s).

Date: August 29, 2007
Category: Customer Dispute
Allegations: THE ATTORNEYS-IN-FACT ALLEGE THE CLIENT'S FINANCIAL ADVISOR FAILED IN HER FIDUCIARY RESPONSIBILITY TO PREVENT THE CLIENT FROM BEING VICTIM TO A LOTTERY SCAM IN CANADA. FURTHER, THEY ALLEGE THE ADVISOR ALLOWED THE CLIENT TO WITHDRAW MONEY FROM HIS LATE WIFE'S ACCOUNTS WHILE SHE WAS NOT FULLY COGNIZANT.
Damage Amount Requested: $250,000.00
Broker Comment: THE FIRM FOUND NO MERIT TO THE COMPLAINANTS' CLAIMS.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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