BARBARA D'JENE MUEGGENBORG

BARBARA D'JENE MUEGGENBORG is currently employed as a Broker and/or Investment Adviser at HD VEST INVESTMENT SERVICES located at 325 A PIEDMONT RD NORTH, PIEDMONT, OK, 73078.

BARBARA D'JENE MUEGGENBORG has worked at HD VEST INVESTMENT SERVICES since June 03, 2013

Disclosure History

BARBARA D'JENE MUEGGENBORG has 1 Disclosure Event(s).

Date: January 01, 2018
Category: Regulatory
Initiated By: Oklahoma Department of Securities
Allegations: Oklahoma Department of Securities denied renewal of the representative's state registration because the representative was out of compliance with their income tax responsibilities under Oklahoma law.
Resolution: renewal denied SanctionDetails:
Sanctions: Denial
Broker Comment: The representative came into compliance with their tax liabilities under Oklahoma law and the Oklahoma Department of Securities approved the representative's request for state registration on 1/10/2018.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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