BARBARA ANN TOURSCHER is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 858 HUNTER HIGHWAY, TUNKHANNOCK, PA, 18657.
BARBARA ANN TOURSCHER has worked at CADARET, GRANT & CO., INC. since September 26, 1991
Disclosure History
BARBARA ANN TOURSCHER has 4 Disclosure Event(s).
Date: February 16, 2016 Category: Customer Dispute Allegations: Client unhappy with investment performance. The complaint letter states the client is "angry at how the account was handled" and refers to losses of $10,000 in ten months attributable to the decline in share price of two income mutual funds. Damage Amount Requested: $10,000.00
Date: June 01, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: THE EXACT DATES AND AMOUNTS ARE UNKNOWN. ALL DOCUMENTS WERE DESTROYED IN THE HURRICANE FLOOD.
Date: August 01, 2007 Category: Customer Dispute Allegations: ALLEGED UNSUITABLE INVESTMENTS AND VIOLATION OF FEDERAL AND/OR STATE SECURITIES LAWS. Damage Amount Requested: $100,000.00 Settlement Amount: $20,000.00
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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