BARBARA ANN TOURSCHER

BARBARA ANN TOURSCHER is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 858 HUNTER HIGHWAY, TUNKHANNOCK, PA, 18657.

BARBARA ANN TOURSCHER has worked at CADARET, GRANT & CO., INC. since September 26, 1991

Disclosure History

BARBARA ANN TOURSCHER has 4 Disclosure Event(s).

Date: February 16, 2016
Category: Customer Dispute
Allegations: Client unhappy with investment performance. The complaint letter states the client is "angry at how the account was handled" and refers to losses of $10,000 in ten months attributable to the decline in share price of two income mutual funds.
Damage Amount Requested: $10,000.00

Date: June 01, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THE EXACT DATES AND AMOUNTS ARE UNKNOWN. ALL DOCUMENTS WERE DESTROYED IN THE HURRICANE FLOOD.

Date: August 01, 2007
Category: Customer Dispute
Allegations: ALLEGED UNSUITABLE INVESTMENTS AND VIOLATION OF FEDERAL AND/OR STATE SECURITIES LAWS.
Damage Amount Requested: $100,000.00
Settlement Amount: $20,000.00

Date: January 25, 2006
Category: Customer Dispute
Allegations: ALEGED UNSUITABLE INVESTMENTS
Damage Amount Requested: $600,000.00
Settlement Amount: $76,000.00
Broker Comment: BROKER DISMISSED FROM ARBITRATION

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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