BARBARA JEAN WRIGHT-QUARTON

BARBARA JEAN WRIGHT-QUARTON is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 1201 S BROADWAY, ROCHESTER, MN, 55901.

BARBARA JEAN WRIGHT-QUARTON has worked at CETERA INVESTMENT SERVICES LLC since June 11, 2010

Disclosure History

BARBARA JEAN WRIGHT-QUARTON has 1 Disclosure Event(s).

Date: May 05, 2014
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES THAT THE REGISTERED REPRESENTATIVE NEVER EXPLAINED THAT THE REIT WAS AN ILLIQUID INVESTMENT BUT INSTEAD STATED THAT THE INVESTMENT WAS SAFE AND THE CUSTOMER WOULD NOT LOSE MONEY.
Damage Amount Requested: $13,727.67
Settlement Amount: $13,727.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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