BARBRA ROBIN SHAFFER

BARBRA ROBIN SHAFFER is currently employed as a Broker and/or Investment Adviser at NATIONAL SECURITIES CORPORATION located at 5900 NORTH ANDREWS AVE, SUITE 405, FORT LAUDERDALE, FL, 33309.

BARBRA ROBIN SHAFFER has worked at NATIONAL SECURITIES CORPORATION since November 22, 2013

Disclosure History

BARBRA ROBIN SHAFFER has 2 Disclosure Event(s).

Date: October 27, 2014
Category: Customer Dispute
Allegations: UNAUTHORIZED TRADING

Date: November 14, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT RR MISREPRESENTED PROVISIONS OF VARIABLE ANNUITY CONTRACT SOLD IN JUNE 2007. ALLEGED DAMAGES NOT SPECIFIED BUT REASONABLY DETERMINED TO EXCEED $5,000.
Damage Amount Requested: $5,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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