BARRON SEUNG SIM SONG is currently employed as a Broker and/or Investment Adviser at PRINCIPAL SECURITIES, INC. located at 841 BISHOP ST, STE 1617, HONOLULU, HI, 96813.
BARRON SEUNG SIM SONG has worked at PRINCIPAL SECURITIES, INC. since January 31, 1989
Disclosure History
BARRON SEUNG SIM SONG has 2 Disclosure Event(s).
Date: September 08, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES REPRESENTATIVEMISREPRESENTED ANNUITIES INVESTED IN 5% GUARANTEED INTEREST. 2 ANNUITIES, 9/6/2005 AND 5/23/2007.
Date: June 23, 2006 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT BLANK DOCUMENTS WERE SIGNED ON 6/20/06 AND MENTIONED "HALF SHEETS", THE ONLY FORMS SIGNED WERE 1) DELIVERY RECEIPT AND 2)REQUEST FOR TRANSFER OF ADDITIONAL FUNDS IN AN IAR ACCOUNT, THIS SECOND FORM WAS NOT COMPLETED AS THE ACCOUNT TO BE TRANSFERRED TO, HAD BEEN ESTABLISHED, UPON WORD FROM CLIENT, THIS TRANSACTION WAS STOPPED. ALL OTHER FORMS SIGNED WERE COMPLETED WITH THE CLIENT, ALL CAHRGES AND FEES WERE DISCUSSED.
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