BARRY CLARENCE BRUNER is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 201 COLUMBINE STREET, SUITE 250, DENVER, CO, 80206.
BARRY CLARENCE BRUNER has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since June 30, 2015
Disclosure History
BARRY CLARENCE BRUNER has 2 Disclosure Event(s).
Date: August 03, 2015 Category: Customer Dispute Allegations: Financial advisor mishandled the clients' investments by making unsuitable investments in speculative securities with the promise of low-risk and quick returns. Clients also alleged unauthorized trading. Events occurred during the period of December 2004 through December 2013. Damage Amount Requested: $82,643.07 Settlement Amount: $31,500.00
Date: November 17, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES THE REGISTERED REPRESENTATIVE RECOMMENDED UNSUITABLE INVESTMENTS. Damage Amount Requested: $10,728.00
More Information
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