BARRY FRANCIS CAVAGNARO is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 61 SOUTH PARAMUS ROAD, MACK CENTER IV, PARAMUS, NJ, 07652.
BARRY FRANCIS CAVAGNARO has worked at UBS FINANCIAL SERVICES INC. since January 20, 2016
Disclosure History
BARRY FRANCIS CAVAGNARO has 2 Disclosure Event(s).
Date: September 03, 2004 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT FINANCIAL ADVISOR FAILED TO EXECUTE INSTRUCTION TO SELL SECURITIES AND INSTEAD MARGINED ACCOUNT WITHOUT AUTHORIZATION. Damage Amount Requested: $16,367.65
Date: February 05, 1996 Category: Customer Dispute Allegations: BOND PURCHASED BY CLIENT WAS SUBJECT TO SPECIAL REDEMPTION AND HE WAS NOT TOLD BY HIS AE. Damage Amount Requested: $630.00 Settlement Amount: $422.50 Broker Comment: AWARD AMOUNT OF $422.50.
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