BARRY JAY DEKREEK

BARRY JAY DEKREEK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 265 LACKLAND COURT, ATLANTA, GA, 30350.

BARRY JAY DEKREEK has worked at LPL FINANCIAL LLC since December 13, 2013

Disclosure History

BARRY JAY DEKREEK has 6 Disclosure Event(s).

Date: May 16, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: This account was related to my Real Estate Investments from 2005-2011. All of my properties went through a short sale process due to the 2008 recession and Real Estate crisis. I was advised to include this account in the overall default.

Date: March 23, 2011
Category: Customer Dispute
Allegations: COMPLAINT ALLEGATIONS:CLIENT ALLEGES THAT FA CONVINCED CLIENT TO INVEST IN LLC WITHOUT DISLOSING FA'S OWN INVESTMENT IN THE LLC AND WITHOUT DISCLOSING MATERIAL FACTS ABOUT THE RISK OF THE INVESTMENT. (08/01/2007) LITIGATION ALLEGATIONS: PLAINTIFF, A RESIDENT OF GEORGIA, ALLEGES IN 2007 FA MISREPRESENTED AN INVESTMENT IN A REAL ESTATE DEVELOPMENT COMPANY. PLAINTIFF IS REQUESTING AN AWARD OF COMPENSATORY DAMAGES IN AN AMOUNT TO BE PROVEN AT TRIAL, BUT NOT LESS THAN $400,000.
Settlement Amount: $145,000.00
Broker Comment: CLAIMANT VOLUNTARILY DISMISSED THE COMPLAINT WITH PREJUDICE. ***ARBITRATION SERVED.6/5/2013 - FA WILL CONTRIBUTE A TOTAL OF $18,000 TOWARD SETTLEMENT. HE WILL PAY $8,000 INITIALLY AND PAY WELLS FARGO OR CLAIMANT THE REMAINING $10,000 ON A PAYMENT PLAN YET TO BE DETERMINED.

Date: June 16, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: May 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 30, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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