BARRY JAY DEKREEK is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 265 LACKLAND COURT, ATLANTA, GA, 30350.
BARRY JAY DEKREEK has worked at LPL FINANCIAL LLC since December 13, 2013
Disclosure History
BARRY JAY DEKREEK has 6 Disclosure Event(s).
Date: May 16, 2017 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: This account was related to my Real Estate Investments from 2005-2011. All of my properties went through a short sale process due to the 2008 recession and Real Estate crisis. I was advised to include this account in the overall default.
Date: March 23, 2011 Category: Customer Dispute Allegations: COMPLAINT ALLEGATIONS:CLIENT ALLEGES THAT FA CONVINCED CLIENT TO INVEST IN LLC WITHOUT DISLOSING FA'S OWN INVESTMENT IN THE LLC AND WITHOUT DISCLOSING MATERIAL FACTS ABOUT THE RISK OF THE INVESTMENT. (08/01/2007) LITIGATION ALLEGATIONS: PLAINTIFF, A RESIDENT OF GEORGIA, ALLEGES IN 2007 FA MISREPRESENTED AN INVESTMENT IN A REAL ESTATE DEVELOPMENT COMPANY. PLAINTIFF IS REQUESTING AN AWARD OF COMPENSATORY DAMAGES IN AN AMOUNT TO BE PROVEN AT TRIAL, BUT NOT LESS THAN $400,000. Settlement Amount: $145,000.00 Broker Comment: CLAIMANT VOLUNTARILY DISMISSED THE COMPLAINT WITH PREJUDICE. ***ARBITRATION SERVED.6/5/2013 - FA WILL CONTRIBUTE A TOTAL OF $18,000 TOWARD SETTLEMENT. HE WILL PAY $8,000 INITIALLY AND PAY WELLS FARGO OR CLAIMANT THE REMAINING $10,000 ON A PAYMENT PLAN YET TO BE DETERMINED.
Date: June 16, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: May 01, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: May 01, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: March 30, 2009 Category: Financial Type: Compromise Disposition: Satisfied/Released
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for BARRY JAY DEKREEK, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.