BARRY STEVEN KNIGHT is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 222 LAKEVIEW AVE, WEST PALM BEACH, FL, 33401.
BARRY STEVEN KNIGHT has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 28, 1995
Disclosure History
BARRY STEVEN KNIGHT has 2 Disclosure Event(s).
Date: May 28, 2010 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES MISREPRESENTATIONS IN CONNECTION WITH TWO VARIABLE PREPAID FORWARD CONTRACTS ENTERED IN OCTOBER 2005 AND SEPTEMBER 2006. Damage Amount Requested: $6,400,000.00 Damages Granted: $50,000.00 Broker Comment: THE ARBITRATION PANEL AWARDED A SMALL FRACTION OF THE DAMAGES CLAIMED AT THE HEARING AGAINST THE FIRM ONLY. THE PANEL MADE NO FINDING OF MISREPRESENTATION AND DID NOT AWARD ANY DAMAGES AGAINST MR. KNIGHT.
Date: December 12, 2000 Category: Customer Dispute Allegations: CUSTODIAN OF UTMA ACCOUNTS ALLEGES FC MISREPRESENTED INVESTMENT OPTIONS AVAILABLE FOR ILLINOIS UTMA ACCOUNTS. Damage Amount Requested: $60,000.00 Broker Comment: CLAIM WAS DENIED. NOTHING FURTHER HEARD FROM CUSTOMER.
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