BARRY ALAN RICHEY is currently employed as a Broker and/or Investment Adviser at USA FINANCIAL SECURITIES CORPORATION located at 220 North park Blvd, SUITE 105, Grapevine, TX, 76051.
BARRY ALAN RICHEY has worked at USA FINANCIAL SECURITIES CORPORATION since September 09, 2003
Disclosure History
BARRY ALAN RICHEY has 2 Disclosure Event(s).
Date: April 15, 2010 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: January 01, 1984 Category: Customer Dispute Allegations: ALLEGATIONS WERE AGAINST NATIONAL HOME LIFEOF VALLEY FORGE PA., I WAS NAMED IN THE SUIT. ALLEGATIONS: SIXCOUNTS OF FRAUD AND OTHER DECEPTIVE PRACTICES IN CONNECTIONWITH TAX-DEFERRED ANUITY OF $4,500.00. Damage Amount Requested: $4,500.00 Damages Granted: $50,000.00 Broker Comment: NO PENALTY TO ME. THE COMPANY WAS HELD LIABLEFOR DAMAGES. $50,000 COMPENSATORY DAMAGES AWARDED.ALL DETAILS ARE ON FILE WITH THE NASD. THECOMPANY, NAT'L HOME, PAID COMPENSATORY DAMAGES ONLY. I WAS NOTFOUND LIABLE. ALL DETAILS ARE ON FILE- NOTHING HAS CHANGED
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