BARRY PAUL SARIN

BARRY PAUL SARIN is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES & ASSOCIATES, INC. located at 61 SOUTH PARAMUS ROAD, SUITE 360, PARAMUS, NJ, 07652.

BARRY PAUL SARIN has worked at RAYMOND JAMES & ASSOCIATES, INC. since January 14, 2016

Disclosure History

BARRY PAUL SARIN has 2 Disclosure Event(s).

Date: July 11, 1989
Category: Regulatory
Initiated By: CONNECTICUT
Resolution: Decision SanctionDetails:
Sanctions: Revocation/Expulsion/Denial
Broker Comment: *** SEE INCIDENT NO.4 FOR RELATED DETAILS. ***

Date: November 23, 1987
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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