BARRY MICHAEL VENER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 522 5TH AVENUE, NEW YORK, NY, 10036.
BARRY MICHAEL VENER has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
BARRY MICHAEL VENER has 1 Disclosure Event(s).
Category: Customer Dispute Allegations: SUITABILITY, MISREPRESENTATION, ACCOUNTRELATED-NEGLIGENCE, BREACH OF FIDUCIARY DUTY. ASKED AMOUNT$8,658. INTEREST AMOUNT $0. OTHER COSTS ASKED AMOUNT $0.ATTORNEYS FEES ASKED AMOUNT $0. Damage Amount Requested: $8,658.00 Damages Granted: $3,000.00 Broker Comment: ACTUAL/COMPENSATORY DAMAGES, RELIEF HAS BEENAWARDED (PARTIAL OR FULL) AWARD AMOUNT $3,000 JOINTLY &SEVERALLY; INTEREST, RELIEF REQUEST HAS BEEN DENIED IN FULL,OTHER COSTS RELIEF REQUEST HAS BEEN DENIED IN FULL. ATTORNEYSFEES, RELIEF REQUEST HAS BEEN DENIED IN FULL.WHILE AN AWARD IN THE AMOUNT OF $3,000 WASGRANTED THIS AWARD REPRESENTS THE RETURN OF COMMISSIONS NOTCOMPENSATION FOR LOSSES INCURRED RESULTING FROM MARKETFLUCTUATIONS. THE ARBITRATION PANEL DID NOT ISSUE ANY SPECIFICFINDINGS WITH REGARD TO THE ALLEGATIONS PERTAINING TO:SUITABILITY, MISREPRESENTATION, ACCOUNT RELATED NEGLIGENCE ORBREACH OF FIDUCIARY DUTY. THESE ALLEGATIONS ARE ABSOLUTELY ANDCOMPLETELY WITHOUT FOUNDATION AND ARE UNTRUE.
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