BARRY MARTIN WEINSTEIN

BARRY MARTIN WEINSTEIN is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 1901 BUTTERFIELD RD, SUITE 250, DOWNERS GROVE, IL, 60515.

BARRY MARTIN WEINSTEIN has worked at PRUCO SECURITIES, LLC. since June 26, 2014

Disclosure History

BARRY MARTIN WEINSTEIN has 2 Disclosure Event(s).

Date: December 03, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: February 10, 2000
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT AGENT MADE MISREPRESENTATIONS IN THE SALE OF TWO VARIABLE LIFE INSURANCE POLICIES. CLIENT FURTHER ALLEGES THAT AGENT GAVE INACCURATE ADVICE TO CLIENT AFTER AGENT LEFT FIRM CONCERNING REPLACEMENT OF THE EQUITABLE POLICY WITH A POLICY FROM AGENT'S NEW FIRM. DAMAGES ARE UNSPECIFIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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