BART RICHARD BONGA

BART RICHARD BONGA is currently employed as a Broker and/or Investment Adviser at ROTHSCHILD INVESTMENT CORPORATION located at ROTHSCHILD INVESTMENT CORPORATION, SUITE 6500, CHICAGO, IL, 60606.

BART RICHARD BONGA has worked at ROTHSCHILD INVESTMENT CORPORATION since September 25, 1996

Disclosure History

BART RICHARD BONGA has 1 Disclosure Event(s).

Date: July 09, 2008
Category: Regulatory

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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