BASU N HURKADLI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 7500 HIGHWAY 55, STE. 125, GOLDEN VALLEY, MN, 55427.

BASU N HURKADLI has worked at LPL FINANCIAL LLC since July 02, 2012

Disclosure History

BASU N HURKADLI has 1 Disclosure Event(s).

Date: August 09, 2016
Category: Customer Dispute
Allegations: Client alleges rep purchased a highly speculative and risky stock that he did not desire. Purchase inRediff ADR was made in August 2011.
Damage Amount Requested: $40,524.91
Broker Comment: This complaint / claim was without any merit and denied.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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