BEATRIZ C HODKINSON

BEATRIZ C HODKINSON is currently employed as a Broker and/or Investment Adviser at BRIGHTHOUSE SECURITIES, LLC located at 11225 NORTH COMMUNITY HOUSE ROAD, CHARLOTTE, NC, 28277.

BEATRIZ C HODKINSON has worked at BRIGHTHOUSE SECURITIES, LLC since March 06, 2017

Disclosure History

BEATRIZ C HODKINSON has 1 Disclosure Event(s).

Date: November 29, 1993
Category: Criminal
Charges: SHOPLIFTING 1. 2 COUNTS 2. MISDEMEANOR 3. GUILTY Charge Type: MISDEMEANOR
Disposition: CONVICTED 03/1994 $200 FINE PAID ON DISPOSITION DATE.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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