BECKY V BARRY is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 2415 5TH AVENUE, BELLE FOURCHE, SD, 57717-2340.
BECKY V BARRY has worked at NYLIFE SECURITIES LLC since September 26, 2001
Disclosure History
BECKY V BARRY has 2 Disclosure Event(s).
Date: October 09, 2013 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT THE TERMS OF HER VARIABLE ANNUITIES PURCHASED IN OR AROUND MARCH 2012 WERE MISREPRESENTED. CUSTOMER FURTHER ALLEGES THAT SHE INCURRED SURRENDER CHARGES WHEN SHE TRANSFERRED FUNDS TO ESTABLISH THE POLICIES. Settlement Amount: $2,103.34 Broker Comment: THE COMPANY SETTLED THE MATTER IN THE INTEREST OF CUSTOMER RELATIONS BY REFUNDING THE SURRENDER CHARGES LESS THE MARKET VALUE ADJUSTMENT THE CUSTOMER RECEIVED.
Date: August 06, 2009 Category: Customer Dispute Allegations: WITH REGARD TO THE PURCHASE OF A VARIABLE ANNUITY POLICY IN OR AROUND MARCH OF 2006, THE CUSTOMER ALLEGES THAT HE WOULD ONLY TRY THIS POLICY FOR A COUPLE OF YEARS AND WAS NOT TOLD ABOUT THE SURRENDER CHARGES OCCURRING AFTER THREE YEARS. Damage Amount Requested: $10,667.31 Settlement Amount: $1,156.57
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