BEN MATHIAS BROWER

BEN MATHIAS BROWER is currently employed as a Broker and/or Investment Adviser at CENTER STREET SECURITIES, INC. located at 1625 Bethany Road, Sycamore, IL, 60178.

BEN MATHIAS BROWER has worked at CENTER STREET SECURITIES, INC. since August 19, 2014

Disclosure History

BEN MATHIAS BROWER has 1 Disclosure Event(s).

Date: April 21, 2015
Category: Regulatory
Initiated By: STATE OF WISCONSIN INSURANCE DIVISION
Allegations: SECTION 14D. (1) E. I ACCIDENTALLY APPLIED FOR THE WRONG LICENSE ONLINE WHEN APPLYING TO ADD VARIABLE CONTRACTS TO MY NON-RESIDENT WISCONSIN INSURANCE LICENSE LAST NOVEMBER OR SO. I THEN RE-APPLIED FOR THE CORRECT LICENSE AND THEY INITIALLY DENIED MY LICENSE BECAUSE I DIDN'T REPORT THAT I HAD AN "ADMINISTRATIVE ACTION" AGAINST ME DUE TO APPLYING FOR THE WRONG LICENSE IN THE FIRST PLACE. I SENT THEM AN EXPLANATION THAT I WAS UNAWARE OF AN ADMINISTRATIVE ACTION AGAINST ME FOR MY SUBMISSION ERROR AND I THEN RECEIVED A LETTER STATING THAT I WOULD BE APPROVED AFTER A 30 DAY WAITING PERIOD.
Resolution: APPLICATION APPROVED AFTER 30 DAY WAITING PERIOD
Sanctions: NONE

More Information

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