BEN ZION KEDEM is currently employed as a Broker and/or Investment Adviser at KEDEM CAPITAL CORPORATION located at 52 BEAUMONT DRIVE, MELVILLE, NY, 11747.
BEN ZION KEDEM has worked at KEDEM CAPITAL CORPORATION since April 07, 1987
Disclosure History
BEN ZION KEDEM has 3 Disclosure Event(s).
Date: September 05, 2000 Category: Customer Dispute Allegations: ALLEGED FAILURE TO SUPERVISE A FORMER REGISTERED REPRESENTATIVE OF FIRM, PAUL W. HANEY, WHO IS ALLEGED TO HAVE MADE UNSUITABLE AND UNAUTHORIZED TRANSACTIONS FOR CUSTOMERS' ACCOUNTS FROM 1993 TO 1996. Damage Amount Requested: $17,470.91 Damages Granted: $7,925.00
Date: May 08, 1997 Category: Customer Dispute Allegations: FAILURE TO SUPERVISE Settlement Amount: $225,000.00 Broker Comment: Not ProvidedNot Provided
Date: November 26, 1996 Category: Customer Dispute Allegations: FAILURE TO SUPERVISE Damage Amount Requested: $55,001.00 Settlement Amount: $26,500.00 Broker Comment: THIS WAS SETTLED FOR $26,500, ON BEHALF OF ALLTHREE RESPONDENTSON FEBRUARY 18, 1997, THIS MATTER WAS ERRONEOUSLYREPORTED ON ITEM 7, AS CHURNING. THE SETTLEMENT AGREEMENTSPECIFICALLY DENIES ANY LIABILITY ON THE PART OF APPLICANT ANDFIRM.
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