BEN EDWARD LAWLER

BEN EDWARD LAWLER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 11620 Wilshire Boulevard, Suite 400, Los Angeles, CA, 90025.

BEN EDWARD LAWLER has worked at LPL FINANCIAL LLC since October 12, 2006

Disclosure History

BEN EDWARD LAWLER has 1 Disclosure Event(s).

Date: March 01, 2000
Category: Criminal
Charges: COUNT 1- 243(D) PC FEL- BATTERY W/ SERIOUS BODILY INJDISMISSAL IN FURTH. OF JUSTICE PER 1385 PCCOUNT 2- 245(A) PC FEL- ASSAULT W/ DEADLY WEAPON/ INSTR.DISMISSAL IN FURTH. OF JUSTICE PER 1385 PCCOUNT 3- 242(C) MISD- BATTERYPROBATION IS ORDERED TERMINATED PURSUANT TO SECTION 1203.3 PENAL CODE. PLEA OF GUILTY OR CONVICTION IS SET ASIDE. A PLEA OF NOT GUILTY IS ENTERED. CASE IS DISMISSED PURSUANT TO SECTION 1203.4 PENAL CODE Charge Type: FELONY
Disposition: COUNT 1- 243(D) PC FEL- BATTERY W/ SERIOUS BODILY INJDISMISSAL IN FURTH. OF JUSTICE PER 1385 PCCOUNT 2- 245(A) PC FEL- ASSAULT W/ DEADLY WEAPON/ INSTR.DISMISSAL IN FURTH. OF JUSTICE PER 1385 PCCOUNT 3- 242(C) MISD- BATTERYPROBATION IS ORDERED TERMINATED PURSUANT TO SECTION 1203.3 PENAL CODE. PLEA OF GUILTY OR CONVICTION IS SET ASIDE. A PLEA OF NOT GUILTY IS ENTERED. CASE IS DISMISSED PURSUANT TO SECTION 1203.4 PENAL CODE
Broker Comment: THE INCIDENT WAS IN REFERENCE TO AN INDIVIDUAL TRYING TO CAUSE A TRAFFIC ACCIDENT. AN INSURANCE TERM FOR THIS IS CALLED A " SWAP AND SCOOT".AT THE TIME I WAS DRIVING A BRAND NEW CAR WITH DEALER PLATES, WHICH IS THE TYPE OF CAR THESE INDIVIDUALS NORMALLY LOOK FOR.FORTUNATELY THE JUDGE FIGURED THIS OUT AS THE INDIVIDUALS ONLY WITNESS WAS HIS FRIEND WHO OWED HIM MONEY AND ALSO OWNED AN AUTO BODY REPAIR SHOP. THE INDIVIDUAL WAS ATTEMPTING TO COMMIT INSURANCE FRAUD.

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