BENJAMIN BENZAKEN

BENJAMIN BENZAKEN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1585 KAPIOLANI BLVD, STE 1216, HONOLULU, HI, 96814.

BENJAMIN BENZAKEN has worked at LPL FINANCIAL LLC since November 05, 2009

Disclosure History

BENJAMIN BENZAKEN has 2 Disclosure Event(s).

Date: May 23, 2011
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE TRADE WAS NOT SUITABLE BASED UPON CLIENT'S FINANCIAL SITUATION.
Damage Amount Requested: $250,000.00

Date: November 23, 2005
Category: Customer Dispute
Allegations: THE CLIENT INITIALLY PURCHASED NATIONWIDE VARIABLE ANNUITIES IN NOVEMBER 2000. THE CLIENT ALLEGES THAT SHE HAS RECEIVED POOR SERVICE AND THAT SHE LOST $23,000 ON ONE NATIONWIDE VARIABLE ANNUITY AND $2,000.00 ON ANOTHER NATIONWIDE VARIABLE ANNUITY. THE CLIENT'S ACCOUNT HAS BEEN MOVED TO ANOTHER FIRM AND THEREFORE UNABLE TO VERIFY IF ALLEGED LOSSES OCCURRED. CLIENT APPEARS TO BELIEVE THAT SHE SHOULD HAVE BEEN OFFERED A RIDER ON HER ANNUITIES THAT WOULD PROTECT HER FROM MARKET FLUCTUATION AND THE LOSSES SHE ALLEGES SHE INCURRED.
Damage Amount Requested: $25,000.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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