BENJAMIN BENZAKEN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1585 KAPIOLANI BLVD, STE 1216, HONOLULU, HI, 96814.
BENJAMIN BENZAKEN has worked at LPL FINANCIAL LLC since November 05, 2009
Disclosure History
BENJAMIN BENZAKEN has 2 Disclosure Event(s).
Date: May 23, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE TRADE WAS NOT SUITABLE BASED UPON CLIENT'S FINANCIAL SITUATION. Damage Amount Requested: $250,000.00
Date: November 23, 2005 Category: Customer Dispute Allegations: THE CLIENT INITIALLY PURCHASED NATIONWIDE VARIABLE ANNUITIES IN NOVEMBER 2000. THE CLIENT ALLEGES THAT SHE HAS RECEIVED POOR SERVICE AND THAT SHE LOST $23,000 ON ONE NATIONWIDE VARIABLE ANNUITY AND $2,000.00 ON ANOTHER NATIONWIDE VARIABLE ANNUITY. THE CLIENT'S ACCOUNT HAS BEEN MOVED TO ANOTHER FIRM AND THEREFORE UNABLE TO VERIFY IF ALLEGED LOSSES OCCURRED. CLIENT APPEARS TO BELIEVE THAT SHE SHOULD HAVE BEEN OFFERED A RIDER ON HER ANNUITIES THAT WOULD PROTECT HER FROM MARKET FLUCTUATION AND THE LOSSES SHE ALLEGES SHE INCURRED. Damage Amount Requested: $25,000.00
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for BENJAMIN BENZAKEN, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.