BENJAMIN JOHN GARCIA is currently employed as a Broker and/or Investment Adviser at GRADIENT SECURITIES, LLC located at 568 EAST MESA VISTA LANE, MESA, AZ, 85203.
BENJAMIN JOHN GARCIA has worked at GRADIENT SECURITIES, LLC since October 14, 2010
Disclosure History
BENJAMIN JOHN GARCIA has 2 Disclosure Event(s).
Date: January 29, 1999 Category: Customer Dispute Allegations: CLENTTS ALLEDGE SALE OF VARIABLE LIFEPOLICIES WERE UNSUITABLE. Damage Amount Requested: $30,253.56 Broker Comment: ALLEGATIONS WERE DENIED BY NEW ENGLAND ANDDISMISSED.NOT PROVIDED
Date: October 08, 1997 Category: Customer Dispute Allegations: I AM NOT LICENSED Damage Amount Requested: $45,000.00 Broker Comment: STILL UNDER INVESTIGATION BY THE NEW ENGLANDI SENT THE ORIGINAL APPLICATION FOR INSURANCEFROM MY PHOENIX ARIZONA OFFICE. (VIA FIRST CLASS MAIL) TOINSURED IN VIRGINIA. APPLICATION WAS SIGNED AND RETURNED.THIS POLICY WAS ISSUED BUT NO T TAKEN BY CLIENT. SUBSEQUENTLYTHE CLIENT VISITED ARIZONA, DURING WHICH TIME A SECOND NEWAPPLICATION WAS SIGNED IN MY PRESENSE AND THIS POLICY WASISSUED AND ACCEPTED BY INSURED.
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