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BENJAMIN JOSEPH HUFFAKER is currently employed as a Broker and/or Investment Adviser at E*TRADE SECURITIES LLC located at 200 WEST CIVIC CENTER DRIVE, 4th FLOOR, SANDY, UT, 84070.
BENJAMIN JOSEPH HUFFAKER has worked at E*TRADE SECURITIES LLC since October 08, 2012
BENJAMIN JOSEPH HUFFAKER has 2 Disclosure Event(s).
Date: January 29, 2018All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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