BENJAMIN KOHLS-CHASE

BENJAMIN KOHLS-CHASE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 123 E 2nd Ave, Spokane, WA, 99202.

BENJAMIN KOHLS-CHASE has worked at LPL FINANCIAL LLC since October 26, 2015

Disclosure History

BENJAMIN KOHLS-CHASE has 3 Disclosure Event(s).

Date: June 05, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SETTLED WITH COLLECTION AGENCY

Date: June 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: ACCOUNT PAID OFF AND CLOSED.

Date: November 20, 2007
Category: Criminal
Charges: 3RD DEGREE THEFT (SHOPLIFTING)
Disposition: DEFERRAL: DISMISSED UPON COMPLETION OF PROBATION

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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