BENJAMIN J LEDYARD

BENJAMIN J LEDYARD is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1100 N KING ST, WILMINGTON, DE, 19884.

BENJAMIN J LEDYARD has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 06, 2013

Disclosure History

BENJAMIN J LEDYARD has 2 Disclosure Event(s).

Date: November 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 18, 2010
Category: Regulatory
Initiated By: SUPREME COURT OF PENNSYLVANIA
Allegations: ATTORNEY LICENSE SUSPENDED FOR NON PAYMENT OF ANNUAL FEE.
Resolution: LICENSE REINSTATED UPON PAYMENT OF ANNUAL FEE SanctionDetails:
Sanctions: Suspension SanctionDetails:Registration Capacities Affected: NONE Duration: 10 MONTHS, 11 DAYS Duration Explanation: LICENSE SUSPENDED UNTIL ANNUAL FEE WAS PAID. Start Date: 11/18/2010 End Date: 9/29/2011

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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