BENJAMIN C LINGENFELTER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 95 Smithtown Blvd, Smithtown, NY, 11787.
BENJAMIN C LINGENFELTER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 04, 2018
Disclosure History
BENJAMIN C LINGENFELTER has 3 Disclosure Event(s).
Date: July 24, 2017 Category: Customer Dispute Allegations: Claimant alleges unsuitable bond investments caused losses
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for BENJAMIN C LINGENFELTER, click here.
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