BENJAMIN CAIN TERRY

BENJAMIN CAIN TERRY is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 5010 WASHINGTON BLVD., SUITE A, BEAUMONT, TX, 77707.

BENJAMIN CAIN TERRY has worked at PFS INVESTMENTS INC. since August 19, 1996

Disclosure History

BENJAMIN CAIN TERRY has 1 Disclosure Event(s).

Date: July 08, 2003
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES I MADE INAPPROPRIATE INVESTMENT RECOMMENDATIONS THAT RESULTED IN MARKET LOSSES.
Damage Amount Requested: $40,272.00
Broker Comment: ARBITRATION IS PENDING.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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