BENJAMIN M TUCK is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 2965 COLONNADE DRIVE, SUITE 220, ROANOKE, VA, 24018.
BENJAMIN M TUCK has worked at NYLIFE SECURITIES LLC since December 17, 2012
Disclosure History
BENJAMIN M TUCK has 1 Disclosure Event(s).
Date: September 09, 2015 Category: Customer Dispute Allegations: CUSTOMERS CLAIM THAT THE ALLOCATION OF THE FUNDS WITHIN A VARIABLE ANNUITY SOLD IN OR AROUND MAY OF 2015 WERE UNSUITABLE GIVEN THEIR RISK TOLERANCE AND INVESTMENT OBJECTIVES. CUSTOMER FURTHER ALLEGED THE TERMS AND CONDITIONS OF THE VA WERE MISREPRESENTED AND VOICES CONCERNS REGARDING THE MANAGEMENT, OPENING, AND SERVICING OF THE ACCOUNTS. CUSTOMERS ARE REQUESTING A REFUND OF THE PREMIUMS PAID INTO THE VA WITHOUT ANY SURRENDER CHARGE. Damage Amount Requested: $5,666.69 Settlement Amount: $8,126.57 Broker Comment: RR CLAIMS THAT THE CUSTOMER IS REEVALUATING THIS PURCHASE BECAUSE OF A MARKET DOWNTURN, AND THAT PROMPTED THE COMPLAINT.
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