BENJAMIN MCCONNELL WELLS is currently employed as a Broker and/or Investment Adviser at SUNTRUST ROBINSON HUMPHREY, INC. located at 3333 PEACHTREE RD. NE, ATLANTA, GA, 30326.
BENJAMIN MCCONNELL WELLS has worked at SUNTRUST ROBINSON HUMPHREY, INC. since August 18, 2014
Disclosure History
BENJAMIN MCCONNELL WELLS has 1 Disclosure Event(s).
Date: September 01, 2012 Category: Regulatory Initiated By: KANSAS CONTINUING LEGAL EDUCATION COMMISSION Allegations: AFTER I WENT BACK TO BUSINESS SCHOOL, I HAD NOT COMPLETED MY REQUIRED CONTINUING LEGAL EDUCATION HOURS. MY LICENSE WAS SUSPENDED. I COMPLETED THE REQUIREMENTS AND WAS REINSTATED. Resolution: REINSTATED SanctionDetails: Sanctions: Suspension SanctionDetails:Registration Capacities Affected: NA Duration: 1 YEAR 32 DAYS Start Date: 9/1/2012 End Date: 10/3/2013 Broker Comment: I DIDN'T COMPLETE MY CONTINUING LEGAL EDUCATION REQUIREMENTS IN THE REPORTING PERIOD. THEY TEMPORARILY SUSPENDED MY LAW LICENSE IN KANSAS (WHEN I WAS A STUDENT IN GEORGIA). I SUBSEQUENTLY COMPLETED THE CONTINUING LEGAL EDUCATION REQUIREMENTS AND AM NOW IN GOOD STANDING (LAW LICENSE IS NOW INACTIVE).
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