BENJAMIN ALFONS WELTER

BENJAMIN ALFONS WELTER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3815 N MONROE STREET, TALLAHASSEE, FL, 32303.

BENJAMIN ALFONS WELTER has worked at LPL FINANCIAL LLC since February 14, 2018

Disclosure History

BENJAMIN ALFONS WELTER has 2 Disclosure Event(s).

Date: March 16, 2016
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: In 2009, we had a child with severe disabilities that, along with common early-career struggles inherent to our industry, placed us in a very strained financial situation where we were unable to keep up with payments. This prompted the settlement offers from these creditors.

Date: March 18, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: In 2009, we had a child with severe disabilities that, along with common early-career struggles inherent to our industry, placed us in a very strained financial situation where we were unable to keep up with payments. This prompted the settlement offers from these creditors.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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