Benjamin Joseph Zuckerman is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 4 WEST DRIVE SUITE 155, CHESTERFIELD, MO, 63017.
Benjamin Joseph Zuckerman has worked at EDWARD JONES since November 15, 2012
Disclosure History
Benjamin Joseph Zuckerman has 3 Disclosure Event(s).
Date: May 08, 2018 Category: Customer Dispute Allegations: The client's son, who is a trustee on the account and holds Power of Attorney over his father's finances, alleges the sale of Amergas Partners stock on May 24,2017 to purchase a Protective Platinum Fixed Annuity was not suitable, causing a $5000 tax liability. Damage Amount Requested: $5,000.00 Settlement Amount: $2,500.00 Broker Comment: After completion of the firm's investigation, client's claim was resolved in the amount of $2,500.00. Financial advisor was not required to contribute to the resolution.
Date: March 27, 2011 Category: Financial Type: SHORT SALE HOME Disposition: Direct Payment Procedure
Date: August 08, 2010 Category: Financial Type: Compromise Disposition: Direct Payment Procedure Broker Comment: SETTLED DEBT WITH CREDIT CARD
More Information
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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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