BENNET ROBERT SCAUZZO

BENNET ROBERT SCAUZZO is currently employed as a Broker and/or Investment Adviser at BLACKROCK INVESTMENTS, LLC located at 1 UNIVERSITY SQUARE DRIVE, PRINCETON, NJ, 08540.

BENNET ROBERT SCAUZZO has worked at BLACKROCK INVESTMENTS, LLC since April 27, 2011

Disclosure History

BENNET ROBERT SCAUZZO has 1 Disclosure Event(s).

Date: July 12, 2002
Category: Employment Separation After Allegations
Firm Name: BANC ONE CAPITAL MARKETS, INC.
Termination Type: Permitted to Resign
Allegations: ON ONE OCCASION, DID NOT OBSERVE INFORMATION BARRIERS ESTABLISHED TO SEPARATE SALES AND TRADING FUNCTIONS WITHIN BANC ONE CAPITAL MARKETS, INC.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BENNET ROBERT SCAUZZO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.