BENTON CURTIS LACY

BENTON CURTIS LACY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1801 ROCK PRAIRIE RD, COLLEGE STATION, TX, 77845.

BENTON CURTIS LACY has worked at WELLS FARGO CLEARING SERVICES, LLC since August 31, 2012

Disclosure History

BENTON CURTIS LACY has 2 Disclosure Event(s).

Date: January 31, 2013
Category: Customer Dispute
Allegations: CUSTOMER PURCHASED AN INSURANCE CONTRACT IN MARCH, 2012. CUSTOMER ALLEGES THAT REPRESENTATIVE MISREPRESENTED THE PREMIUM AND BENEFIT AMOUNTS PAYABLE UNDER THE TERMS OF THE POLICY. CUSTOMER ALSO ALLEGES THAT INITIALS APPLIED TO ONE OF THE CONTRACT APPLICATION DOCUMENTS DO NOT APPEAR TO BE HER SIGNED INITIALS.
Damage Amount Requested: $5,000.00
Broker Comment: CUSTOMER SURRENDERED ANNUITY CONTRACT IN QUESTION, RECEIVED HER FULL INVESTMENT PREMIUM FROM THE ISSUING INSURANCE COMPANY AND ABANDONED FURTHER PURSUIT OF ANY CLAIMS ALLEGED REGARDING HER PURCHASE OF SAID CONTRACT.

Date: April 16, 2009
Category: Customer Dispute
Allegations: THE CLIENTS WANTED THEIR MONEY PLACED IN A MONEY MARKET AND ANOTHER INTEREST BEARING ACCOUNT WHERE IT WOULD BE AVAILABLE.
Damage Amount Requested: $3,016.80
Settlement Amount: $2,700.00 09-01806

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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