BERNARD CONRAD JONGEWAARD

BERNARD CONRAD JONGEWAARD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 8055 WEST MANCHESTER AVENUE, PLAYA DEL RAY, CA, 90293.

BERNARD CONRAD JONGEWAARD has worked at LPL FINANCIAL LLC since September 08, 2009

Disclosure History

BERNARD CONRAD JONGEWAARD has 1 Disclosure Event(s).

Date: June 07, 1990
Category: Customer Dispute
Allegations: BREACHOF CONTRACT; FRAUD; BREACH OF FIDUCIARYDUTY; INTENTIONAL MISREPRESENTATION; AND RICO, IN CONNECTIONWITH THE PURCHASES OF VARIOUS LIMITED PARTNERSHIPS AND MUTUALFUNDS. PLAINTIFF SEEKS DAMAGES ACCORDING TO PROOF.
Settlement Amount: $60,000.00
Broker Comment: SETTLED FOR CASH PAYMENT TO CUSTOMER OF $60,000,AND CUSTOMER AGREED TO TRANSFER HIS RIGHTS AND TITLE TO SIXLIMITED PARTNERSHIPS.NOT PROVIDED

More Information

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