BILL MORTON HARRISON is currently employed as a Broker and/or Investment Adviser at KOVACK SECURITIES INC. located at 631 WEST MORSE BLVD, SUITE 115, WINTER PARK, FL, 32789.
BILL MORTON HARRISON has worked at KOVACK SECURITIES INC. since June 06, 2017
Disclosure History
BILL MORTON HARRISON has 2 Disclosure Event(s).
Date: January 01, 1992 Category: Customer Dispute Allegations: ALLEGATIONS OF SOLICITING ORDGERS WHEN THEYWERE DEFINITELY UNSOLICITED. FAILURE OF CLIENT TO FOLLOW ADVICERESULTED IN LOSS. NO SPECIFIC DOLLARS WERE MENTIONED. Damage Amount Requested: $70,000.00 Settlement Amount: $70,000.00 Broker Comment: NO DISCIPLINARY ACTION OR PENALTY AGAINST MR. HARRISON WAS TAKEN - NO FINE, NO SUSPENSION - NO ANYTHING. [CUSTOMER] WAS A VERY ACTIVE TRADER WHO MANAGEMENT WAS AWARE OF. SHE WAS APPROVED FOR LIMITED OPTION STRATEGIES BUT NOT UNCOVERED POSITIONS. SHE THEREFORD DECIDED TO SELL SHORT AND ENDED UP LOSING MONEY BY NOT MEETING HER MARGIN CD.
Date: January 12, 1990 Category: Criminal Charges: ALLEGED FRAUD AND MISREPRESENTATION REGARDINGA BUSINESS OPPORTUNITY. Charge Type: FELONY Disposition: ALL CHARGES WERE DROPPED AND A "NOLLE PROSEQUI"WAS ENTERED. Broker Comment: WHILE PRESIDENT OF PHOTO SYSTEMS, INC. - MR.WENZEL (ONE OF OUT INDEPENDENT DISTRIBUTORS) SUED FOR CIVILDAMAGES AND LOST THE CASE. HE THEN (OUT OF VENGENANCE)CONVINCED ONE PERSON AT THE STATE ATTORNEY'S OFFICE TO BRINGCRIMINAL CHARGES AGAINST ME. WHEN THE CHARGES WERE REVIEWEDTHE STATE ATTORNEY REALIZED IT WAS RIDICULOUS AND DROPPED ALLCHARGES VOLUNTARILY.
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