BLAINE MICHAEL MINTON

BLAINE MICHAEL MINTON is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1 TOWN CENTER RD, BOCA RATON, FL, 33486.

BLAINE MICHAEL MINTON has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 18, 2016

Disclosure History

BLAINE MICHAEL MINTON has 4 Disclosure Event(s).

Date: August 26, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 07, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: February 05, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: June 05, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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