BLAIR CHRISTOPHER RICE

BLAIR CHRISTOPHER RICE is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 40 CALHOUN STREET, SUITE 310, CHARLESTON, SC, 29401.

BLAIR CHRISTOPHER RICE has worked at MML INVESTORS SERVICES, LLC since July 29, 1996

Disclosure History

BLAIR CHRISTOPHER RICE has 1 Disclosure Event(s).

Date: December 29, 2011
Category: Customer Dispute
Allegations: COMPLAINT ALLEGES THAT THE PURCHASE OF TWO VARIABLE ANNUITIES IN 2011 WAS UNSUITABLE.
Settlement Amount: $38,000.00
Broker Comment: FINRA COLLECTED DATA ON THIS CASE, AND BASED ON ITS ASSESSMENT, CLOSED ITS INVESTIGATION OF THE MATTER. I HAVE NOT PAID, NOR WAS I REQUESTED TO PAY, ANY MONETARY COMPENSATION TOWARDS THIS RESOLUTION.INTERNAL CASE #201216352 AND 201318379.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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