BOBB ARTHUR MECKENSTOCK is currently employed as a Broker and/or Investment Adviser at INDEPENDENT FINANCIAL GROUP, LLC located at 1407 MAIN STREET, HAYS, KS, 67601.
BOBB ARTHUR MECKENSTOCK has worked at INDEPENDENT FINANCIAL GROUP, LLC since July 30, 2010
Disclosure History
BOBB ARTHUR MECKENSTOCK has 2 Disclosure Event(s).
Date: August 11, 2010 Category: Regulatory
Date: April 12, 2007 Category: Regulatory Initiated By: KANSAS SECURITIES COMMISSIONER` Allegations: MECKENSTOCK FAILED TO REASONABLY SUPERVISE AN AGENT Resolution: Stipulation and Consent Sanctions: MECKENSTOCK AGREES TO RETEST FOR THE SERIES 24 EXAMINATION. Broker Comment: AFTER A 150-DAY TIME PERIOD FROM THE RESOLUTION DATE OF 6-3-09, IF MR. MECKENSTOCK HAS NOT PASSED THE SERIES 24, HIS LICENSE WILL BE SUSPENDED UNTIL HE SUCCESSFULLY PASSES THE SERIES 24. RETESTED AND PASSED THE SERIES 24 ON 09/21/09.
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