BOBBY ARNOLD ROST

BOBBY ARNOLD ROST is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 6501 S FIDDLER'S GREEN CIRCLE, STE 300 - 600, GREENWOOD VILLAGE, CO, 80111.

BOBBY ARNOLD ROST has worked at FIDELITY BROKERAGE SERVICES LLC since September 21, 2015

Disclosure History

BOBBY ARNOLD ROST has 6 Disclosure Event(s).

Date: February 15, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: AGAIN, THIS WAS A DUPLICATE OF THE VERIZON BILL. I WAS UNAWARE OF ANY OF THE CREDIT ISSUES UNTIL I BEGAN LOOKING FOR A MORTGAGE IN JAN. 2012. I SPENT APPROXIMATELY FIVE WEEKS TRYING TO REMOVE/SETTLE THESE ITEMS.

Date: February 15, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: AGAIN, THIS WAS A DUPLICATE OF THE VERIZON BILL. I WAS UNAWARE OF ANY OF THE CREDIT ISSUES UNTIL I BEGAN LOOKING FOR A MORTGAGE IN JAN. 2012. I SPENT APPROXIMATELY FIVE WEEKS TRYING TO REMOVE/SETTLE THESE ITEMS.

Date: February 14, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS WAS PART OF A CLASS ACTION SUIT FROM SEVERAL YEARS BEFORE (AROUND 2006) THAT WAS SUPPOSE TO HAVE BEEN DISMISSED (CLEARED). SINCE I COULDN'T FIND THE PAPERWORK, THEY WOULD NOT REMOVE IT WITHOUT PAYMENT.

Date: February 14, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS WAS A QWEST BILL. QWEST MADE SEVERAL ERRORS IN MY ACCOUNT AND HAD TOLD ME THEY "TOOK CARE OF IT". THEY TOLD ME THEY WOULD ZERO OUT THE BALANCE BECAUSE I WAS BEING IMPROPERLY BILLED. I DID NOT KNOW THEY SENT IT TO COLLECTIONS UNTIL I STARTED LOOKING FOR A MORTGAGE.

Date: February 14, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS WAS A QWEST BILL. QWEST MADE SEVERAL ERRORS IN MY ACCOUNT AND HAD TOLD ME THEY "TOOK CARE OF IT". THEY TOLD ME THEY WOULD ZERO OUT THE BALANCE BECAUSE I WAS BEING IMPROPERLY BILLED. I DID NOT KNOW THEY SENT IT TO COLLECTIONS UNTIL I STARTED LOOKING FOR A MORTGAGE.

Date: February 14, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS WAS PART OF A CLASS ACTION SUIT FROM SEVERAL YEARS BEFORE (AROUND 2006) THAT WAS SUPPOSE TO HAVE BEEN DISMISSED (CLEARED). SINCE I COULDN'T FIND THE PAPERWORK, THEY WOULD NOT REMOVE IT WITHOUT PAYMENT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BOBBY ARNOLD ROST, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.