BOBBY NEAL STOKEY is currently employed as a Broker and/or Investment Adviser at LINCOLN INVESTMENT located at 4722 Star Ridge Lane, Frisco, TX, 75034.
BOBBY NEAL STOKEY has worked at LINCOLN INVESTMENT since February 27, 1995
Disclosure History
BOBBY NEAL STOKEY has 2 Disclosure Event(s).
Date: September 23, 2013 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: March 28, 2008 Category: Customer Dispute Allegations: INVESTOR UPSET BECAUSE IN SEPTEMBER 2008 SHE INSTRUCTED REP TO MOVE TWO OF HER ASSET MANAGEMENT ACCOUNTS TO MONEY MARKET. WHILE ONE ACCOUNT WAS MOVED, THE OTHER ACCOUNT WAS NOT BECAUSE OF SHORT TERM TRADING FEES AND RECORDKEEPING ISSUES. Damage Amount Requested: $27,736.00 Broker Comment: REP DENIES ALLEGATIONS AS CLIENT HAD MADE A SUBSEQUENT DECISION TO KEEP THE REMAINING ASSET MANAGEMENT PROGRAM BUT LATER REGRETTED HER DECISION. REP BELIEVES HE IS NOT RESPONSIBILE FOR MARKET LOSS. FINRA CLOSED INVESTIGATION OF THIS MATTER.
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