BOYD C. BLAIR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 323 W MAIN ST, HENDERSONVILLE, TN, 37075-3320.
BOYD C. BLAIR has worked at LPL FINANCIAL LLC since May 05, 2006
Disclosure History
BOYD C. BLAIR has 1 Disclosure Event(s).
Date: January 24, 2004 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT THE IR REFUSED TO PURCHASE 3000 SHARES OF LUCENT IN CLIENT'S ACCOUNT AT A PRICE OF $2.82 PER SHARE. THE STOCK SUBSEQUENTALLY WENT TO $5.00 PER SHARE WITHIN THREE WEEKS. THE CLIENT FELT THAT THE IR SHOULD HAVE FOLLOWED HIS INSTRUCTIONS ON THIS ACCOUNT AND ALLEGES THAT IR'S FAILURE TO ACT COST HIM OVER $6,000. Damage Amount Requested: $6,000.00 Broker Comment: THE IR ADVISED THAT HE TOLD THE CLIENT APPROXIMATELY FIVE WEEKS PRIOR TO THE LUCENT TRADE REQUEST THAT IR WOULD NOT ACCEPT ANYMORE UNSOLICITED TRADES FROM CLIENT. IR ADVISED THAT HE ENCOURAGED CLIENT TO DIVERSIFY HIS PORTFOLIO AND OFFERED CLIENT COUNSELING ON A LONGER TERM STRATEGY. WHEN CLIENT REFUSED THE IR'S SUGGESTIONS AND CONTINUED TO BE AGGRESSIVE IN HIS STOCK SELECTIONS, IT WAS AT THAT TIME THAT IR STATED HE WOULD NOT ACCEPT ANYMORE TRADES. THE CLAIM WAS DENIED.
More Information
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