BOYD FARIBORZ BOHLOOL

BOYD FARIBORZ BOHLOOL is currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at ONE COLUMBUS CENTER, SUITE 600, VIRGINIA BEACH, VA, 23462.

BOYD FARIBORZ BOHLOOL has worked at SUMMIT BROKERAGE SERVICES, INC. since August 25, 2008

Disclosure History

BOYD FARIBORZ BOHLOOL has 1 Disclosure Event(s).

Date: March 26, 2013
Category: Customer Dispute
Allegations: UNSUITABILITY, USE OF MARGIN, NEGLIGENCE, BREACH OF FIDUCIARY DUTY
Damage Amount Requested: $400,000.00
Settlement Amount: $160,000.00
Broker Comment: MR. BOHLOOL DISPUTES ANY ALLEGATIONS OF WRONGDOING ON HIS PART WITH RESPECT TO CLIENTS SECURITIES ACCOUNT, AND HE INTENDS TO CONTEST ANY ALLEGATIONS IN AN ARBITRATION CLAIM.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for BOYD FARIBORZ BOHLOOL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.