BOYD JULIUS KINLER is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 639 LOYOLA AVENUE, SUITE 200, NEW ORLEANS, LA, 70113.
BOYD JULIUS KINLER has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since July 07, 2015
BOYD JULIUS KINLER has 7 Disclosure Event(s).
Date: September 20, 2011 Category: Customer Dispute Allegations: WRITTEN COMPLAINT DATED SEPTEMBER 12, 2011, ALLEGES UNAUTHORIZED TRADING AND FAILURE TO FOLLOW INSTRUCTIONS, CLAIMING POSITIONS WERE PURCHASED AND SOLD WITHOUT THE CLIENT'S EXPRESSED CONSENT AND POSITIONS WERE LIQUIDATED THAT CLIENT INSTRUCTED THE FA NOT TO SELL. TRANSACTIONS WERE DONE IN MARCH OF 2011. Broker Comment: REP DENIES THE ALLEGATIONS IN THE COMPLAINT.
Date: April 14, 2011 Category: Employment Separation After Allegations Firm Name: MORGAN KEEGAN & COMPANY, INC. Termination Type: Discharged Allegations: UNAUTHORIZED TRADING Broker Comment: MISCOMMUNICATION WITH CLIENT. NO CLIENT COMPLAINT INVOLVED. MORGAN KEEGAN AND CLIENT LET TRADE STAND.
Date: February 25, 2010 Category: Customer Dispute Allegations: WRITTEN COMPLAINT FROM CLIENT, DATED 2/22/10, ALLEGES FAILURE TO FOLLOW INSTRUCTIONS WITH REGARD TO A REQUEST TO MOVE HIS FUNDS TO A LIQUID ACCOUNT. CLIENT STATES THE REQUEST TOOK PLACE DURING A PHONE CONVERSATION ON 03/18/08.
Date: September 15, 2009 Category: Customer Dispute Allegations: CLAIM ALLEGES MISREPRESENTATION AND UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED BETWEEN 2004 AND 2007. Damage Amount Requested: $185,000.00 Settlement Amount: $59,000.00
Date: July 06, 2009 Category: Customer Dispute Allegations: CLAIM ALLEGES UNAUTHORIZED TRADING, MISREPRESENTATION AND UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED BETWEEN 2/05 AND 12/07. Damage Amount Requested: $197,000.00 Settlement Amount: $75,000.00
Date: October 22, 2003 Category: Customer Dispute Allegations: CLAIM ALLEGES MISREPRESENTATION Damage Amount Requested: $10,000.00 Broker Comment: AS OF OCTOBER 24,2005, THIS ITEM IS NO LONGER REPOTABLE
Date: July 12, 2003 Category: Customer Dispute Allegations: CLAIM ALLEGES POOR PERFORMANCE WITH REGARD TO ANNUITY INVESTMENT. Damage Amount Requested: $100,000.00 Broker Comment: AS OF JULY 12, 2005 THIS ITEM IS NO LONGER REPORTABLE.
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