BOYD CRAIG PARNELL is currently employed as a Broker and/or Investment Adviser at WILEY BROS.-AINTREE CAPITAL, LLC located at EAST MAIN STREET, SUITE 3, HENDERSONVILLE, TN, 37077.
BOYD CRAIG PARNELL has worked at WILEY BROS.-AINTREE CAPITAL, LLC since July 17, 1989
Disclosure History
BOYD CRAIG PARNELL has 4 Disclosure Event(s).
Date: August 01, 1989 Category: Regulatory
Date: March 01, 1983 Category: Customer Dispute Allegations: * PARNELL ACTED A GENERAL PARTNER IN A REALESTATE LIMITED PARTNERSHIP NOT SPONSORED BY DEAN WITTER. CLIENTSCLAIMED THEY THOUGHT IT WAS A DEAN WITTER-SPONSORED PRODUCT. Settlement Amount: $25,000.00 Broker Comment: * DEAN WITTER MADE PRIVATE SETTLEMENT WITH PARTIEMAKING COMPLAINTS. TO THE BEST OF MR. PARNELL'S KNOWLEDGE, THESETTLEMENT AMOUNT WAS $25,000.00. (MR. PARNELL WAS NOT ANEMPLOYEE OF DEAN WITTER AT TIME OF SETTLEMENT AND WAS NOTDIRECLTY INFORMED OF SETTLEMENT AMOUNT.) PARNELL WAS DISCHARGEDFROM DEAN WITTER AS A RESULT OF THE COMPLAINT ON MARCH 9, 1983.
Date: January 23, 1983 Category: Employment Separation After Allegations Firm Name: DEAN WITTER Termination Type: Discharged Allegations: * N/A* PARNELL ACTED A GENERAL PARTNER IN A REALESTATE LIMITED PARTNERSHIP NOT SPONSORED BY DEAN WITTER. CLIENTSCLAIMED THEY THOUGHT IT WAS A DEAN WITTER-SPONSORED PRODUCT. Broker Comment: * DEAN WITTER MADE PRIVATE SETTLEMENT WITH PARTIEMAKING COMPLAINTS. TO THE BEST OF MR. PARNELL'S KNOWLEDGE, THESETTLEMENT AMOUNT WAS $25,000.00. (MR. PARNELL WAS NOT ANEMPLOYEE OF DEAN WITTER AT TIME OF SETTLEMENT AND WAS NOTDIRECLTY INFORMED OF SETTLEMENT AMOUNT.) PARNELL WAS DISCHARGEDFROM DEAN WITTER AS A RESULT OF THE COMPLAINT ON MARCH 9, 1983.
Date: December 09, 1982 Category: Customer Dispute Allegations: * CLAIMED HE THOUGHT HE WAS BUYING A 3-YEARUNIT TRUST, WHEN IT WAS ACTUALLY A 10-YEAR TRUST. THIS RESULTEDIN SUBSTANTIAL PRINCIPAL LOSS WHEN INTEREST RATES ROSE.$20,000.00 IN DAMAGES AND $1,500.00 IN ATTORNEY FEES CLAIMED FORTOTAL OF $21,500.00. Damage Amount Requested: $20,000.00 Settlement Amount: $21,500.00 Broker Comment: * PRIVATELY SETTLED BETWEEN DEAN WITTER ANDCLIENT. $21,500.00 WAS PAID TO CLIENT. THERE WAS NO ARBITRATION,FINES, PENALTY OR SUSPENSIONS.
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