BRAD LEE BRAUNBERGER is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 25 FIRST AVENUE WEST, POB 1242, DICKINSON, ND, 58601.
BRAD LEE BRAUNBERGER has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since December 06, 2006
Disclosure History
BRAD LEE BRAUNBERGER has 1 Disclosure Event(s).
Date: July 06, 1999 Category: Customer Dispute Allegations: JOHN G. KINNARD & CO., INC., RECEIVED ACOMPLAINT ALLEGING UNSUITABILITY AND MISREPRESENTATION FOR A1998 PURCHASE OF ANGEION CORP. DAMAGES CLAIMED $8,000.00. Damage Amount Requested: $8,000.00 Broker Comment: CLOSED. CUSTOMER NEVER RESPONDED TO LETTER DENYING THEIR CLAIM. THE REP MADE THIS RECOMMENDATION IN GOOD FAITH, BASED UPON PUBLICLY AVAILABLE INFORMATION. THIS INVESTMENT WAS CONSISTENT WITH THE CUSTOMER'S INVESTMENT OBJECTIVES.
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