BRAD LEE MARTIN is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 302 MOUNTAIN VIEW DRIVE SUITE 201, COLCHESTER, VT, 05446.
BRAD LEE MARTIN has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
BRAD LEE MARTIN has 2 Disclosure Event(s).
Date: March 30, 2018 Category: Customer Dispute Allegations: Customers alleged the advisor's recommendation to purchase variable annuities, in October 2014, was not the most suitable choice for them. Broker Comment: I had minimal involvement in this sale, and was not present for its finalization, the application process, or delivery and review of the contract. My role as a Sales Manager was to support the Rep who was primary in recommending this product as suitable to the clients. I was not involved in subsequent communication, meetings or transactions.
Date: July 09, 2004 Category: Criminal Charges: 1 COUNT; MISDEMEANOR CHARGE OF KNOWINGLY DISPLAYING FALSE PLATES; NOT GUILTY; NOT INVESTMENT RELATED; Charge Type: MISDEMEANOR Disposition: DISMISSED AT REQUEST OF CITY ATTORNEY; 9/27/04; NO PENALTY; N/A; N/A; NO PENALTY OR FINE; REP WAS FOUND GUILTY OF DRIVING W/LICENSE SUSPENDED. Broker Comment: IT WAS MY UNDERSTANDING THE CAR STILL HAD A VALID VERMONT REGISTRATION.
More Information
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